Our Services

1. Form C Preparation and Advisory

• Guidance on completing SEC Form C and related disclosures

• Assistance in drafting the financial statement section and compliance narratives

• Review of required corporate governance and issuer information

2. Financial Statement Preparation and Assurance

• Compilation Engagements (for offerings of $124,000 to $618,000 when first-time filers)

• Review Engagements (for offerings above $124,000, or up to $1.235 million, as required under Reg CF)

• Audit Engagements (for offerings exceeding $1.235 million, or for repeat issuers where an audit is mandated)

• Preparation of financial statements in accordance with U.S. GAAP

3. Compliance with SEC and PCAOB Standards

• Ensuring all assurance engagements align with SEC and PCAOB requirements

• Verification that financial statements meet the standards required for funding portals and broker-dealers

4. Internal Control and Systems Assessment

• Evaluation of existing accounting systems and recordkeeping processes

• Recommendations to strengthen internal controls for investor confidence and compliance

5. Ongoing Compliance Support

• Assistance with Form C amendments, updates, and annual reporting requirements (Form C-AR)

• Support with financial reporting in subsequent funding rounds

• Advisory on best practices for investor communications and transparency

6. Strategic Advisory for Capital Raising

• Analysis of raise amount thresholds and related financial requirements

• Budget planning for assurance services (compilation, review, or audit)

• Collaboration with legal and advisory teams to ensure a smooth funding process